Quarterly report pursuant to Section 13 or 15(d)

Convertible Preferred Stock and Stockholders' Equity (Deficit) (Tables)

v3.21.2
Convertible Preferred Stock and Stockholders' Equity (Deficit) (Tables)
9 Months Ended
Sep. 30, 2021
Summary of activity related to restricted stock awards/units

A summary of activity related to restricted stock awards (excluding the deferred shares and the inducement grant restricted stock award) for the nine months ended September 30, 2021 is presented below:

    

    

Weighted-Average 

Stock Awards

Shares

Grant Date Fair Value

Non-vested as of January 1, 2021

87,169

$

2.26

Granted

 

664,500

$

3.57

Vested

 

(29,064)

$

2.26

Forfeited

 

$

Non-vested as of September 30, 2021

 

722,605

$

3.46

Schedule of Information regarding warrants for common stock outstanding and exercisable

Information regarding warrants for common stock outstanding and exercisable as of September 30, 2021 is as follows:

Warrants

Weighted Average

Warrants

Exercise

Outstanding as of

Remaining

Exercisable as of

Price

    

September 30, 2021

    

Life (years)

    

September 30, 2021

$2.32 - $4.46

 

4,053,384

 

3.86

 

4,038,384

$6.40 - $9.80

 

32,889

 

3.41

 

32,889

$15.80 - $17.50

 

93,562

 

1.01

 

93,562

$24.80 - $99.00

222,807

1.38

222,807

$108.00 - $125.00

 

72,782

 

0.87

 

72,782

$7.88*

 

4,475,424

 

3.66

 

4,460,424

* Weighted average

Information regarding warrants for common stock outstanding and exercisable as of December 31, 2020 is as follows:

Warrants

Weighted Average

Warrants

Exercise

Outstanding as of

Remaining

Exercisable as of

Price

    

December 31, 2020

    

Life (years)

    

December 31, 2020

$2.32 - $3.90

 

6,884,216

 

4.55

 

6,869,216

$6.40 - $9.80

 

32,889

 

4.15

 

32,889

$15.80 - $17.50

 

93,562

 

1.76

 

93,562

$24.80 - $99.00

 

230,571

 

0.99

 

230,571

$108.00 - $207.00

 

72,864

 

1.60

 

72,864

$5.81*

 

7,314,102

 

4.54

 

7,299,102

* Weighted average
2020 Stock Incentive Plan  
Summary of activity related to restricted stock awards/units

A summary of activity related to restricted stock units under the Company’s 2020 Stock Plan for the nine months ended September 30, 2021 is presented below:

Weighted-Average 

Stock Units

    

Shares

    

Grant Date Fair  Value

Non-vested as of January 1, 2021

 

626,974

$

2.29

Granted

 

20,500

$

3.81

Vested

 

(201,343)

$

2.27

Forfeited

 

$

Non-vested as of September 30, 2021

 

446,131

$

2.36